ABA CLE Course 1 PM EST Nov. 16, 2022 How to Recognize and Avoid Conflicts of Interest Before Referring a Financial Adviser to Clients

Faculty: Investment counsel Julie Jason, JD, LLM, Author of an American Bar Association Publication, “The Discerning Investor:

Personal Portfolio Management in Retirement for Lawyers (and Their Clients)”

November 16, 2022, at 1 PM EST.

Register today.

Stamford, CT, November 14, 2022—In an ABA CLE webinar, at 1 PM EST Nov. 16, 2022, Investment Counsel Julie Jason, JD, LLM, presents:

• How to recognize and avoid conflicts of interest retail investors face when engaging financial professionals
• How regulations impact standards of care
• How new SEC disclosures (Form CRS) help the due diligence process
• Why due diligence is necessary before a lawyer refers a financial professional to a client

This CLE program is offered live only on Nov. 16. Register for CLE exclusively through the ABA here: https://www.americanbar.org/events-cle/mtg/web/426433091/.

For written material on the topics discussed in the program, read Ms. Jason’s book, The Discerning Investor: Personal Portfolio Management in Retirement for Lawyers (and Their Clients). The book is available exclusively through the ABA: https://www.americanbar.org/products/inv/book/422017878/. Go to https://jacksongrant.us/next- steps/the-discerning-investor to hear the author discuss the book. Discounts are available for books ordered in bulk. Special consideration is given to law firms, state bars, CLE programs, and other bar- related organizations.Inquire with the ABA Service Center at (800)285-2221 or [email protected].

The Discerning Investor By Julie Jason, JD, LLM ABA

ISBN: 9781639050628

Paperback • 203 Pages

The trusted voice of retirement investing, Julie Jason.

Visit her at www.jacksongrant.us and follow her:

ABOUT THE AUTHOR

Julie Jason, JD, LLM, developed her views on financial services over a career in law and management, starting out on Wall Street as a lawyer. Thirty years ago, she founded her own investment counsel firm—Jackson, Grant, Investment Advisers, Inc. of Stamford, CT, a fiduciary boutique—where her team manages personal portfolios for high-net-worth families.

To hear Julie speak about Jackson, Grant, go to www.jacksongrant.us (A Message From Our Founder).

Through her award-winning weekly investor education column (syndicated by Andrews McMeel Syndication), Julie troubleshoots financial problems for a broad audience of readers of every financial means. Her award-winning books and columns have been recognized for excellence in financial literacy education and accuracy in reporting. www.juliejason.com

If you represent a law firm or corporate law department, Julie is happy to speak with your management committee about the content ofThe Discerning Investor for professional development. Contact Angela Gagliardo at [email protected] (203.322.1198) for more information.

The book is available exclusively through the ABA: https://www.americanbar.org/products/inv/book/422017878/ Go to https://jacksongrant.us/next-steps/the-discerning-investor to hear the author discuss the book. Discounts are available for books ordered in bulk. Special consideration is given to law firms, state bars, CLE programs, and other bar- related organizations.Inquire with the ABA Service Center at (800) 285-2221 or [email protected].

Tags: law firms, Aba, Cle, Investors, continuing legal education, retirement, Lawyer education, Conflicts, Conflicts of Interest, investment counsel, financial advisers, American Bar Association